Three Strikes and…

The CFP Board had a lengthy docket of cases to review at a recent meeting. Three advisors were stripped of advisor licenses and CFP designations for a host of offenses. Additional advisors were penalized with suspensions. Their offenses ranged from ethical infringements to fraud. Read all the sordid details in Financial Advisor. http://www.fa-mag.com/fa-news/4517-cfp-board-revokes-advisor-licenses.html

September 29, 2009 In: Uncategorized Comments (None)